10B5-1 Planning
If you would like to sell your company’s stocks, our team will go to work on your behalf, developing a custom, flexible Rule 10B5-1 trading plan that allows you to trade your stocks. Our desire is to help you design a timeframe that makes sense for your goals, while ensuring that you are following the defined guidelines.
Benefits Of Leveraging Rule 10B5-1:
COMPANY INSIDERS CAN LEGALLY TRADE
Rule 10B5-1 is the best way for insiders to set up a trading plan for shares they own in accordance with insider trading laws.
SELL YOUR STOCK DURING BLACKOUT PERIODS
With a 10B5-1 Plan in place, you may sell your stock during periods that are normally restricted, offering you greater liquidity.
AFFIRMATIVE DEFENSE
With a 10B5-1 plan in place, you'll have an affirmative defense in the event that you are confronted with accusations of insider trading.
WHAT IS RULE 10B5-1?
Under this rule, insiders of publicly traded companies can set up a trading plan for a predetermined number of shares they currently own at a defined time. Because of concerns surrounding securities fraud and insider trading, many corporate executives use 10B5-1 plans to avoid any concerns or accusations about insider trading. Our team helps you navigate the ins and outs of 10B5-1 planning to ensure you comply with federal guidelines.
How does Yarger Wealth Strategies support individuals looking for 10B5-1 planning?
When you are an insider looking to sell your shares, you will want to carefully follow the guidelines set forth in rule 10B5-1. In order to abide by this rule, you’ll need an executor who is able to develop a plan and complete the transaction. Our team can handle every aspect of planning, from ensuring you’ve brought in the right legal counsel, to formulating and executing the sale of your shares in accordance with SEC law.
Why is 10B5-1 planning necessary if I want to sell my company stocks?
Trading your company stock should only be done with the advice and support of a financial expert. Rule 10B5-1 allows you to sell your company stocks legally, but it is critical to follow all of the parameters of the rule. Not only does strict adherence to the rule keep you operating within the context of the law, but it can also help you avoid public scrutiny. Our team offers complete 10B5-1 planning services, allowing you to navigate the sale of your stocks with success.
Start building your 10B5-1 plan.